Compliance and Supervisory Reviews and Evaluations

We are pleased to announce that we have moved to a new office. Our new location is 1655 North Commerce Dr. Suite 301, Weston, Florida 33326.

Development of Compliance and Supervisory Programs consistent with line of defense hierarchy (1st Line vs. 2nd Line vs. 3rd Line of Defense), including clear definition of roles and responsibility.
Development of risk based testing protocols and routines.
Performance of internal reviews and testing protocols.
Assistance in exam/testing preparation including regulatory exam readiness.
Assistance in regulatory exam.

Providing practical solutions and alternatives that are sustainable, scalable and adaptable to your business in a cost efficient manner.