Anti Money Laundering / CIP Procedures and Control Development
- Development of AML policies and procedures, including CIP, EMDD, Sanctions, and SAR filings (among others) customized to business model and risk appetite.
- Performing AML reviews and AML controls effectiveness, including client on boarding , investigations and recommendations.
- Deployment of and performing AML training.
- Guidance on industry best practices regarding AML.
- Oversight tool review and recommendation, including assistance on the development of surveillance logics.
- AML monitoring/investigation outsourcing.
