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What We Can Do For You
CIMA FRC Services
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Broker Dealer
Broker dealers are navigating through a challenging and ever-changing regulatory landscape.
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International Business
International Wealth Management Services have become an increasingly important business...
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Investment Advisory
The Investment Advisory business is getting more complex and challenging as increased regulatory focus...
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Anti-money Laundering (AML)
Anti-money Laundering (AML) is one of today’s most important risks financial services firms face.
All our senior consultants have series 65 and / or series 66 and they are all CAMS certified for Anti-Money Laundering Specialists.
Comprehensive Compliance Solutions
Our services encompass a wide array of regulatory areas, including International Business, Anti Money Laundering, Remediation and Back Reviews, Investment Advisory, and Broker-Dealers.
Tailored for Your Needs
We understand that every client is unique. We tailor our solutions to your specific requirements, ensuring your goals are met.
Beyond Audits and Remediation
While our competitors typically focus on audits and remedial actions, we take a holistic approach, providing comprehensive support that goes beyond these basics.
CIMA Financial Regulation Consultants serves clients in Weston, Miami, Tampa, Florida, Los Angeles, California, New York, Houston, Texas, Chicago, Illinois, and internationally across Mexico, Argentina, Brazil, Chile, Colombia, Peru, Uruguay, Spain, Ireland, UK, and Switzerland.