We are pleased to announce that we have moved to a new office. Our new location is 1655 North Commerce Dr. Suite 301, Weston, Florida 33326.

Alejandro Vicens

  • Mock Webware

Broker Dealer Supervision Outsourcing Florida

Alejandro has over 25 years of experience in the Wealth Management Industry, of which 22 have been in the International Sector. He has been responsible for the regulatory oversite of franchise offices in Brasil, Chile, Colombia, Peru and Uruguay, has serve as Compliance Registered Option Principal and has performed support roles for internal branch examinations and FINRA audits for International Financial institutions such as Citbank. Alejandro served as Business lead of the following key projects :

  • Migration to new Clearing Agent/Platform
  • Migration to new e-mail monitoring system
  • Foreign Associate Onboarding and Certification Program.

Alejandro obtained his Bachelor’s degree in Accounting with a Minor in Finance from the University of Florida and a Masters Degree in Marketing from the University of Phoenix. Alejandro is fully fluent in three languages: Spanish, English, and Portuguese.

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