International Business

International Wealth Management Services have become an increasingly important business component to every broker/dealer, investment advisor and bank. However, as with all business ventures, international wealth management carries risks. Generally, when speaking about international wealth management services the focus tends to be on anti-money laundering risks and while, certainly, Anti-money Laundering is a pressing concern when doing cross border business it is not the only risk to be considered. Other risks, such as presence standards, local registration requirements, product selection, client interaction and cross border data travel are some of the other risks typically overlooked which are critical in managing a sound risk program.

Whether you are providing brokerage, investment advisory or banking services, CIMA Financial Regulation Consultants has unique experience in cross border wealth management to help you adequately manage the inherent risks of your international footprint. We have helped clients with creating successful Offshore Programs for international wealth management businesses, defined strategic offshore footprint goals, developed business centric international business programs, including do’s and don’ts, and provided guidance on anti-money laundering policies, procedures and monitoring strategies for offshore businesses. CIMA Financial Regulation Consultants, LLC is your strategic partner for cross border/International Financial Services risk management.