CIMA Financial Regulation Consultants, LLC is led by Carlos González-Stawinski. Carlos is an Attorney with a Masters of Laws (LLM) in Financial Services Law from Kent College of Law and with over 20 years of experience in financial services laws and regulations. Carlos started his career as a Legal Counsel for the Puerto Rico Office of the Commissioner of Financial Institutions where led enforcement cases against registered representatives and broker/dealers as well as developed securities and capital markets regulation for the Commonwealth. Since then, he has occupied Senior leadership positions in leading global financial institutions where he has been instrumental in…

HEAD OF CIMA STRATEGIC SOLUTIONS Daniel has been a financial services executive and leader for the last 25 years with senior roles at top US and international firms. He started his career in 1995, and worked in the operations departments of Dean Witter Reynolds, Santander Securities and Doral Securities in Puerto Rico. In 1999, he moved to Miami and Joined Morgan Stanley Dean Witter as an International Financial Advisor. His career in management started in 2002, with UBS International where he was the Sales Manager for the Downtown Miami International Branch. In 2005, he moved back to Puerto Rico to lead sales for…

Sandra is a seasoned attorney with over 10 years of experience in labor law litigation and employee relations. Sandra started her career as an Associate Attorney at several law firms in Puerto Rico. She later became a Special Legal Assistant to the Administrator of the Puerto Rico State Insurance Fund where she advised on legal matters relating to workers compensation, health insurances and labor disputes. In 2015, Sandra obtained her Certificate of Special Needs Advocacy from the William and Marry College of Law to help parents of special needs children in advocating their children’s rights within the public education system.…

Mike is an experienced compliance and supervision officer with 10 years of experience in the investment industry. Mike began his education in accounting and information systems in his hometown at the City University of New York and relocated to South Florida to earn an M.B.A. concentrated in Finance and Investments from the Wayne Huizenga School of Business at Nova Southeastern University. Mike has held several positions in the investment finance industry at various Broker Dealers, Registered Investment Advisors, Banks, and even a Commodity Futures Trading firm. Currently, Mike is a Consultant with CIMA FRC where his responsibilities range from advisor…